Compliance Contacts

Compliance Topic: Accreditation

Liaison: UAB's SACSCOC liaison, Katrina Mintz

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Phone: (205) 934-2753

Compliance Topic: Alabama Ethics Law/Personal Gifts

Liaison: Office of Counsel; Office of Compliance & Risk Assurance, Courtney Champion, Director, University Compliance

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Phone: (205) 934-3474; (205) 975-4979

Compliance Topic: Animal Research

Liaison: Institutional Animal Care and Use Committee (IACUC), Amanda Watts, Director

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Phone: (205) 934-7847

Compliance Topic: Behavioral Threats

Liaison: Behavioral Threat Assessment and Management (BTAM), James Erwin, Team Co-Chair

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Phone: (205) 934-5633

Compliance Topic: Child Protection

Liaison: Office of the Senior Vice President for Finance & Administration, Steve Murray, Executive Director Operations

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Phone: (205) 934-5493

Area: Community Counseling Clinic

Liaison: Shannon McCarthy, PhD, Executive Director and Faculty Supervisor

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Phone: (205) 996-2414

Area: Dentistry

Liaison: Kathleen Diveley, Director of Clinical Operations

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Phone: (205) 934-3077

Area: Optometry

Liaison: Melendi Morton, Clinic Operations Manager

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Phone: (205) 996-6038

Compliance Topic: Clinicaltrials.gov

Liaison: Tamara Howard and Dunia Ritchey

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Phone: (205) 934-3796 or (205) 492-5703

Compliance Topic: Clinical Trials Research Billing

Liaison: Clinical Trials Administrative Office, Mark Marchant, Director

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Phone: (205) 934-2098

Area: Investigator

Liaison: Office of Research, Conflict of Interest Review Board, Andrew Atchison, Director

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Phone: (205) 975-3926

Area: Institutional

Liaison: Office of Compliance & Risk Assurance, Katie Crenshaw, Chief Risk & Compliance Officer

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Phone: (205) 996-6540

Compliance Topic: Data/Information Security

Liaison: Information Technology, Robert Ferrill, AVP, Chief Information Security Officer

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Phone: (205) 934-2400

Area: Students

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Phone: (205) 934-4205

Area: Employees

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Phone: (205) 975-9973

Compliance Topic: Effort Reporting

Liaison: Departmental Effort Officer (DEO)

Compliance Topic: Employee Misconduct or Grievances

Liaison: Employee Relations

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Phone: (205) 934-4458

Compliance Topic: Export Control

Liaison: UAB Office of Research Safety & Security

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Compliance Topic: External Activities

Liaison: School-level Reviewer in Dean’s Office OR VP level Reviewer

Compliance Topic: Gifts to UAB/ Endowments/ Donations

Liaison: Office of the Vice President of Advancement, Tom Brannan, Vice President

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Phone: (205) 934-0180

Area: Data Security

Liaison: HIPAA - Entity Security Coordinators opens a new website

Area: Patient Records

Liaison: HIPAA - Entity Security Coordinators opens a new website

NOTE: these websites are only accessible on campus on UAB-network computers

Compliance Topic: Hospital Compliance

Liaison: UAB Hospital Compliance

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Phone: (205) 975-0585

Compliance Topic: HR/Employment Regulatory Compliance (FLSA/FMLA)

Liaison: HR Records

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Phone: (205) 934-4408

Compliance Topic: Human Subjects Research

Liaison: UAB Office of Institutional Review Board

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Phone: (205) 934-3789

Compliance Topic: Insurance/Risk Management

Liaison: Office of Risk Management and Insurance, Jeannine Bailes, Senior Director

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Phone: (205) 934-5382

Compliance Topic: Intellectual Property

Liaison: UAB Harbert Institute of Innovation and Entrepreneurship (HIIE), Kathy Nugent, Executive Director

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Phone: (205) 934-9911

Compliance Topic: Internal Audit

Liaison: Office of Internal Audit, UAB, Greg Lemley, Director

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Phone: (205) 934-4851

Area: Employees

Liaison: UAB Office of Research Safety & Security

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Area: Students opens a new website

Liaison: Office of Global Affairs

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Phone: (205) 975-6611

Compliance Topic: la

Liaison: Office of Counsel, UAB, Cam Earnhardt , Chief University Counsel

Phone: (205) 975-3474

Compliance Topic: Media or Press Inquiries

Liaison: University Relations, Jim Bakken, Chief Communications Officer

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Phone: (205) 934-3887

Compliance Topic: NCAA Athletics

Liaison: Katie Coulson, Director of Athletics Compliance

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Phone: (205) 975-3051

Compliance Topic: Nepotism

Liaison: UAB Employee Relations

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Phone: (205) 934-4458

Compliance Topic: Open Records Requests

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Area: Biosafety, Laboratory, and Workplace

Liaison: Lee Stone, Executive Director of Environmental Health & Safety

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Phone: (205) 934-1265

Area: Dentistry

Liaison: School of Dentistry, Kathleen Diveley, Director of Clinical Operations

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Phone: (205) 934-3077

Area: Optometry

Liaison: School of Optometry, Elizabeth Steele, Associate Dean, Clinical Affairs

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Phone: (205) 934-9374

Area: Medicine

Liaison: UAB Medicine Enterprises Compliance, Brian Bates, Chief Compliance Officer

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Phone: (205) 731-9863

Compliance Topic: Records Requests

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Phone: (205) 934-3884

Area: Archives

Liaison: UAB Libraries, Tim Pennycuff, Associate Professor

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Phone: (205) 934-1896 or 934-9671

Area: Scientific/ Research Records

Liaison: Office of VP Research, Matt Ronning, Assistant Vice President

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Phone: (205) 975-5063

Area: Student Records

Liaison: Office of the Registrar, Cynthia Terry, Registrar

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Phone: (205) 934-8112

Area: University Records

Liaison: Office of Compliance & Risk Assurance

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Phone: (205) 996-6540

Compliance Topic: Reporting Wrongful Conduct/ UAB Hotline opens a new website

Liaison: Office of Compliance & Risk Assurance, Courtney Champion, Director, University Compliance

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Phone: (205) 975-4979

Compliance Topic: Research Misconduct/ Responsible Research Practices

Liaison: Office of VP Research, Matt Ronning, Assistant Vice President

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Phone: (205) 975-5063

Area: Emergency

Liaison: UAB Police

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Phone: (205) 934-3535

Area: Non-emergency

Liaison: Behavioral Threat Assessment and Management (BTAM), Jamie Erwin, Co-Chair

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Phone: (205) 934-5633

Area: Grants and Contracts Administration

Liaison: Office of Sponsored Programs, Gina Hedberg, Associate VP

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Phone: (205) 934-5266

Area: Grants and Contracts Accounting

Liaison: Financial Accounting, Tina Ealy, Director

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Phone: (205) 934-9388

Area: Clinical Trials Administration

Liaison: Clinical Trials Administrative Office (CTAO), Mark Marchant, Director

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Phone: (205) 934-7130

Compliance Topic: Student Misconduct or Grievances

Liaison: Office of Assistant VP Student Experience, Mary Wallace, Assistant VP

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Phone: (205) 934-4175

Compliance Topic: Student Records/FERPA

Liaison: Office of the Registrar, Cynthia Terry, Registrar

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Phone: (205) 934-8112

Compliance Topic: Title IX

Liaison: Title IX, Kasey Thomas, Coordinator

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Phone: (205) 996-1340

Compliance Topic: University Contracts

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Phone: (205) 934-0387

Compliance Topic: Visiting International Scientists

Liaison: Office of Global Engagement, Majd Zayzafoon, Assistant Provost, International Education

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Phone: (205) 934-5574